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Deborah Arlene Baldyga

Commonwealth Financial Network

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About Deborah Arlene Baldyga

Deborah Arlene Baldyga is an investment advisor representative with Commonwealth Financial Network. Deborah Baldyga has been in the securities industry since 1991. Deborah Baldyga is registered with the state securities regulators of 31 states and is licensed to provide securities advice and investment management services to individuals, corporations, pension plans, and charitable organizations. The advisor is also licensed to provide investment advice in the state of Connecticut. Deborah Baldyga can provide a wide range of financial planning services, including investment management, retirement planning, and insurance. Commonwealth Financial Network is a leading independent financial advisor firm with over $177 billion in assets under management. The firm provides financial services to a wide range of clients, including individuals, families, businesses, and institutions.

Firm Information

Deborah Baldyga is currently registered with Commonwealth Financial Network. Commonwealth Financial Network is an Approved Limited Liability Company formed in August 2017 and headquartered in Waltham, Massachusetts. The firm provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. They have a presence in all 50 states, as well as in Puerto Rico and the Virgin Islands. The firm manages approximately $177 billion in regulatory assets under management and has a large network of licensed agents, investment adviser representatives, registered representatives, and investment advisory functions. They cater to various client types, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Commonwealth Financial Network

29 SAWYER ROAD

WALTHAM, MA 02453-3483

$177.03B

Assets Under Management

19,600

Total Clients

3,791

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Deborah Baldyga’s Registration & Firm History

CT

02/01/2024 - Present

Commonwealth Financial Network (NORTH HAVEN CT)

MO

12/10/1998 - 05/04/1999

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

NY

02/10/1998 - 12/16/1998

COMPASS INVESTMENT SERVICES CORP. (MELVILLE NY)

NY

07/08/1997 - 09/25/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

03/13/1996 - 07/08/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

CT

02/26/1997 - 05/27/1997

CONNECTICUT ASSOCIATION SECURITIES, INC. (MERIDEN CT)

NC

11/26/1996 - 03/04/1997

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NY

01/07/1992 - 04/17/1995

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

07/20/1990 - 01/20/1992

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

05/15/1989 - 10/10/1989

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

05/15/1989 - 10/10/1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/29/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/17/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1996

Series 7 - General Securities Representative Examination

BC

Issued 05/11/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Deborah Arlene Baldyga. Review regulatory record here.
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