Unclaimed
Deborah Arlene Baldyga is an investment advisor representative with Commonwealth Financial Network. Deborah Baldyga has been in the securities industry since 1991. Deborah Baldyga is registered with the state securities regulators of 31 states and is licensed to provide securities advice and investment management services to individuals, corporations, pension plans, and charitable organizations. The advisor is also licensed to provide investment advice in the state of Connecticut. Deborah Baldyga can provide a wide range of financial planning services, including investment management, retirement planning, and insurance. Commonwealth Financial Network is a leading independent financial advisor firm with over $177 billion in assets under management. The firm provides financial services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/01/2024 - Present
Commonwealth Financial Network (NORTH HAVEN CT)
MO
12/10/1998 - 05/04/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
02/10/1998 - 12/16/1998
COMPASS INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
07/08/1997 - 09/25/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
03/13/1996 - 07/08/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CT
02/26/1997 - 05/27/1997
CONNECTICUT ASSOCIATION SECURITIES, INC. (MERIDEN CT)
NC
11/26/1996 - 03/04/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
01/07/1992 - 04/17/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/20/1990 - 01/20/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
05/15/1989 - 10/10/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/15/1989 - 10/10/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/17/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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