Unclaimed
Deborah Anne Pirner is an active broker with a strong history in the financial industry. Deborah has been registered with Wells Fargo Advisors Financial Network, LLC since January 2019 and previously held a position with WELLS FARGO CLEARING SERVICES, LLC from December 2010 to January 2019. Deborah has worked in the industry since April 1998. Deborah holds licenses in 52 states for both broker-dealer and investment advisor registrations and is a registered principal. Deborah's past employment history also includes time with Wells Fargo Investments, LLC and Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/08/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
NC
12/16/2010 - 01/07/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
AZ
05/07/2001 - 11/15/2010
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
NJ
01/24/2000 - 12/04/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/26/1995 - 10/22/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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