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Deborah Anne Del giudice

First Trust Portfolios LP

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About Deborah Anne Del giudice

Deborah Anne Del giudice is a financial professional with over 10 years of experience in the industry. Deborah is currently registered with First Trust Portfolios LP, and has been with the firm since September 14, 2012. Deborah holds the Series 99 and SIE licenses. Deborah specializes in providing financial advice and services to clients.

Firm Information

Deborah Del giudice is currently registered with First Trust Portfolios LP. First Trust Portfolios LP is a Partnership formed in May 1991. It is registered with the SEC and in all 50 states as well as the District of Columbia and Puerto Rico. The firm has had 3 regulatory events disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Del giudice’s Registration & Firm History

IL

09/14/2012 - Present

First Trust Portfolios LP (WHEATON IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah Anne Del giudice.
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