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Deborah Anne Carey

Fidelity Brokerage Services LLC

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About Deborah Anne Carey

Deborah Carey is a registered representative with Fidelity Brokerage Services LLC. Deborah is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Deborah has over 2 years of experience in the securities industry and holds the Series 7TO, Series 63, Series 9, Series 10, and SIE licenses. Deborah's current employment is with Fidelity Brokerage Services LLC in Westlake, TX.

Firm Information

Deborah Carey is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Carey’s Registration & Firm History

TX

04/27/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 05/05/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/22/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/22/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Deborah Anne Carey.
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