Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Williams is a financial advisor who has been in the industry since 1981. Deborah has a long history of experience with Stifel, Nicolaus & Company, Inc. and previously worked at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Deborah is registered as a broker-dealer in 39 states, and an investment advisor in 2 states. Deborah is also a registered representative of Stifel, Nicolaus & Company, Inc. in Texas. Deborah provides a variety of services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
11/20/2009 - Present
Stifel, Nicolaus & Company, Inc. (ST. JOHNSBURY VT)
VT
01/01/2008 - 11/20/2009
WELLS FARGO ADVISORS, LLC (ST. JOHNSBURY VT)
VT
08/05/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. JOHNSBURY VT)
PA
07/25/1988 - 08/05/2004
RUTHERFORD, BROWN & CATHERWOOD, LLC (PHILADELPHIA PA)
NA
05/18/1981 - 07/30/1988
BUTCHER & SINGER INC.
BOTH
Issued 06/08/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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