Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Williams is a financial advisor at LPL Financial LLC. Deborah has been in the financial services industry since 1996. Deborah has earned the Series 7, Series 31, and SIE licenses. Deborah has experience working at Ferris, Baker Watts Incorporated, Legg Mason Wood Walker, Incorporated, Citigroup Global Markets Inc., and Chapin, Davis. Deborah has a Certified Financial Planner designation and is registered in 18 states: California, Delaware, Florida, Kansas, Maryland, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Texas, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/05/2019 - Present
LPL Financial LLC (UPPERCO MD)
MD
04/01/2009 - 12/31/2012
CHAPIN, DAVIS (BALTIMORE MD)
MD
02/21/2006 - 04/13/2009
CITIGROUP GLOBAL MARKETS INC. (WESTMINSTER MD)
MD
03/27/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
10/08/1996 - 03/28/2003
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BC
Issued 01/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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