Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Ann Todd is a Registered Representative and Investment Advisor Representative with Momentum Independent Network Inc. Deborah has been in the securities industry since August 3, 2000. Prior to joining Momentum Independent Network Inc. Deborah worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., UBS Financial Services Inc. and RBC Dain Rauscher Inc. Deborah holds Series 7, 9, 10, 31, 63 and 66 securities licenses. Deborah is also registered with the following states: Arkansas, California, Colorado, Florida, Louisiana, Missouri, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, and Wisconsin. Momentum Independent Network Inc. provides advisory services including portfolio management for individuals and businesses, financial planning, and educational seminars. Deborah Ann Todd has been registered with the SEC since August 24, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
08/24/2017 - Present
Momentum Independent Network Inc. (DALLAS TX)
TX
06/01/2009 - 09/30/2010
MORGAN STANLEY SMITH BARNEY (TYLER TX)
TX
01/16/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TYLER TX)
TX
09/26/2006 - 09/18/2008
UBS FINANCIAL SERVICES INC. (TYLER TX)
TX
02/05/2002 - 09/22/2006
RBC DAIN RAUSCHER INC. (TYLER TX)
NY
02/01/2000 - 12/03/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 08/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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