Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Swanson is a financial advisor with over 25 years of experience. Deborah currently works at LPL Financial LLC in Jarrell, Texas. Deborah previously worked for SIGMA FINANCIAL CORPORATION and MONY SECURITIES CORPORATION. Deborah Swanson is a Certified Financial Planner and holds Series 6, 7, and 63 licenses, and the SIE. Deborah Swanson specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
05/30/2023 - Present
LPL Financial LLC (JARRELL TX)
TX
08/25/2014 - 05/30/2023
SIGMA FINANCIAL CORPORATION (Jarrell TX)
TX
12/19/2000 - 09/10/2014
LPL FINANCIAL LLC (GEORGETOWN TX)
NY
02/06/1998 - 02/02/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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