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Deborah Ann Salerno

Finalis Securities LLC

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About Deborah Ann Salerno

Deborah Salerno is a financial professional with over 16 years of experience in the industry. She is currently registered with Finalis Securities LLC and holds Series 4, 7, 24, 63, 79TO, and SIE licenses. Deborah has a proven track record of success in the financial services industry and is committed to providing her clients with personalized financial advice and guidance. Deborah has worked for several firms throughout her career, including Capella Securities LLC, Univest Securities, LLC, WealthForge Securities, LLC, and Terranova Capital Equities, Inc.

Firm Information

Deborah Salerno is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Salerno’s Registration & Firm History

NY

10/02/2023 - Present

Finalis Securities LLC (New York NY)

NY

09/08/2020 - 05/13/2021

CAPELLA SECURITIES LLC (NEW YORK NY)

NY

06/02/2018 - 08/26/2020

UNIVEST SECURITIES, LLC (NEW YORK NY)

VA

09/28/2017 - 06/01/2018

WEALTHFORGE SECURITIES, LLC (RICHMOND VA)

NY

10/29/2015 - 05/02/2017

TERRANOVA CAPITAL EQUITIES, INC (NEW YORK NY)

NY

06/16/2016 - 10/04/2016

KOTA GLOBAL SECURITIES INC. (NEW YORK NY)

NY

08/11/2015 - 10/30/2015

COVA CAPITAL PARTNERS LLC (SYOSSET NY)

NY

07/18/2011 - 07/10/2013

BENJAMIN & JEROLD BROKERAGE I, LLC (NEW YORK NY)

NY

02/02/2010 - 04/13/2011

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NA

10/18/1988 - 12/15/1988

ALISON, BAER SECURITIES INC.

NA

08/01/1988 - 10/03/1988

JONATHAN ALAN & CO., INC.

NA

08/03/1987 - 04/06/1988

MAGNA SECURITIES, INC.

NA

02/12/1988 - 03/29/1988

WELLSHIRE SECURITIES, INC.

NA

08/16/1985 - 07/08/1987

YVES HENTIC & COMPANY INCORPORATED

NA

11/10/1986 - 02/25/1987

GREENTREE SECURITIES CORP.

NA

02/25/1986 - 01/28/1987

L'ARGENT EQUITIES LTD.

NA

05/23/1980 - 09/04/1985

MARKETFIELD SECURITIES, LTD.

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Licenses & Designations

BC

Issued 10/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/27/1980

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Deborah Ann Salerno. Review regulatory record here.
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