Unclaimed
Deborah Rotondo is a financial professional with over 18 years of experience in the industry. Deborah is currently registered with Lincoln Financial Distributors, Inc. in Hartford, Connecticut. Deborah has previously worked for Prudential Annuities Distributors, Inc., MML Investors Services, LLC, and MML Distributors, LLC. Deborah holds Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/19/2015 - Present
Lincoln Financial Distributors, Inc. (HARTFORD CT)
CT
10/12/2012 - 04/30/2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
07/24/2006 - 08/15/2012
MML INVESTORS SERVICES, LLC (FARMINGTON CT)
MA
09/17/2003 - 04/26/2006
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IA
Issued 07/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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