Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Rothstein is a financial advisor with Cetera Advisor Networks LLC in BOULDER, CO. Deborah has been in the financial services industry since January 10, 2007. Deborah has Series 6, 7, and 63 licenses and is registered with the state of Colorado. Deborah has worked at several firms, including Goldman, Sachs & Co. and Goldman Sachs Money Markets, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/27/2014 - Present
Cetera Advisor Networks LLC (BOULDER CO)
NY
10/01/1996 - 04/10/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
08/26/1992 - 10/01/1996
GOLDMAN SACHS MONEY MARKETS, L.P.
BC
Issued 02/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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