Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Farrell has been in the financial services industry since August 6, 2013. Deborah is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Deborah has previously been registered with CITIZENS SECURITIES, INC. and WELLS FARGO ADVISORS, LLC. Deborah is licensed to provide investment advice in a number of states including Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, Texas, Vermont, and Virginia. Deborah specializes in providing portfolio management services for individuals and businesses. Deborah has been in the financial services industry for more than 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/27/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HINGHAM MA)
MA
04/30/2014 - 07/16/2016
CITIZENS SECURITIES, INC. (PLYMOUTH MA)
MA
06/15/2013 - 03/17/2014
WELLS FARGO ADVISORS, LLC (NORWELL MA)
BOTH
Issued 07/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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