Unclaimed
Deborah Deluca is an active investment advisor representative registered with Neuberger Berman BD LLC and has over 30 years of experience in the financial industry. Previously, Deborah Deluca worked at ALEX. BROWN & SONS INCORPORATED and PRUDENTIAL SECURITIES INCORPORATED. Deborah Deluca holds the Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/20/1995 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
09/03/1994 - 04/05/1995
ALEX. BROWN & SONS INCORPORATED
NY
08/15/1991 - 08/19/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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