Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Ann Capria is a registered representative with Charles Schwab & CO., Inc. Deborah has been in the financial services industry since 1989. Deborah is based in Indianapolis, IN and has passed the Series 3, 7, 9, 10, 24, 63, and 66 exams. Deborah's previous employers include Charles Schwab & CO., INC., 401(K) INVESTMENT SERVICES, INC., FIDELITY BROKERAGE SERVICES, INC., and Charles Schwab Bank. Deborah's areas of expertise include financial planning, retirement planning, investment management, and education seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IN
10/21/2020 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
11/03/1989 - 12/19/2019
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
TX
08/07/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
RI
08/23/1989 - 10/14/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
12/06/1988 - 07/29/1989
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 09/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 12/20/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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