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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Battles is a financial professional with over 29 years of experience in the industry. Deborah is registered with Cetera Investment Advisers LLC in North Dakota and Texas. Deborah is also licensed to provide financial advice in Arizona, Colorado, Florida, Minnesota, North Dakota, South Carolina, South Dakota, Texas, and Washington. Deborah holds the Series 63, 65, 7, and SIE licenses. Deborah has previously been employed by WELLS FARGO BROKERAGE SERVICES, L.L.C. and EDWARD D. JONES & CO., L.P. Deborah specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
FARGO, ND
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ND
06/29/2023 - Present
Cetera Investment Advisers LLC (FARGO ND)
MN
09/27/1995 - 06/08/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MO
03/03/1994 - 09/27/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 6/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/4/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/2/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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