Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah A. Sipes is a financial advisor with Cambridge Investment Research Advisors, Inc. Deborah has been in the industry since January 2006 and has a Series 7, Series 66, and SIE. Deborah is currently registered with the state of New York. She is also registered with FINRA. Deborah has a previous affiliation with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER. Deborah is a Registered Representative of Cambridge Investment Research, Inc. and is an Investment Advisor Representative of Cambridge Investment Research Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
05/18/2021 - Present
Cambridge Investment Research Advisors, Inc. (Williamsville NY)
NY
01/01/2006 - 12/31/2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (EAST AURORA NY)
BOTH
Issued 05/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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