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Deborah A Prescott

Nationwide Investment Services Corp.

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About Deborah A Prescott

Deborah Prescott is a financial advisor registered with Nationwide Investment Services Corp. Deborah has been in the industry since August 15, 2001. She has a Series 6, Series 26, and SIE license. Deborah has been employed by Nationwide Investment Services Corp. since October 1, 2009. Prior to that, Deborah was employed by ING FINANCIAL ADVISERS, LLC from June 19, 2001 to August 4, 2009.

Firm Information

Deborah Prescott is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deborah Prescott’s Registration & Firm History

NY

10/01/2009 - Present

Nationwide Investment Services Corp. (TROY NY)

NY

06/19/2001 - 08/04/2009

ING FINANCIAL ADVISERS, LLC (LATHAM NY)

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Licenses & Designations

BC

Issued 12/30/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deborah A Prescott.
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