Unclaimed
Debora Duis is a financial advisor with over 28 years of experience in the industry. Debora is currently registered with Raymond James Financial Services, Inc. and is also a registered investment advisor in the state of Florida. Debora has a wide range of experience in the financial services industry, having worked for several firms including Raymond James & Associates, Inc., JHS Capital Advisors, LLC, Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Paine Webber Incorporated and Smith Barney Shearson Inc. Debora has a strong educational background, having passed several securities exams including the Series 63, Series 66, Series 7, Series 9 and Series 10 exams. Debora offers a wide range of financial services including financial planning, portfolio management, pension consulting, and educational seminars. Debora is committed to providing her clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
05/12/2023 - Present
Raymond James Financial Services Advisors, Inc. (St Petersburg FL)
FL
06/29/2017 - 12/31/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
04/20/2016 - 07/03/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
03/11/2016 - 12/31/2016
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/03/2011 - 09/16/2015
JHS CAPITAL ADVISORS, LLC (TAMPA FL)
FL
08/18/2008 - 11/01/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)
FL
05/23/1997 - 07/10/2008
ROBERT W. BAIRD & CO. INCORPORATED (TAMPA FL)
NJ
12/04/1993 - 06/04/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/27/1993 - 11/08/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BOTH
Issued 5/8/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/8/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/8/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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