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Debora Denisse Galindo

Northwestern Mutual Investment Services, LLC

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About Debora Denisse Galindo

Debora Galindo is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Debora has been in the industry for 10 years. Debora has held a variety of roles in the financial services industry, including positions at J.P. Morgan Securities LLC and Chase Investment Services Corp.. Debora is licensed to offer investment advice in 21 states and the District of Columbia.

Firm Information

Debora Galindo is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Debora Galindo’s Registration & Firm History

WI

03/28/2017 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

10/01/2012 - 12/03/2014

J.P. MORGAN SECURITIES LLC (RACINE WI)

WI

06/15/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (RACINE WI)

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Licenses & Designations

BC

Issued 05/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debora Denisse Galindo.
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