Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Debby? Claim Your ProfileDebby Pan is an investment advisor representative with over 15 years of experience in the financial services industry. Debby has held various roles with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, HSBC Securities (USA) Inc., Cetera Investment Services LLC, and OneAmerica Securities, Inc. Debby currently works with MML Investors Services, LLC, and is licensed in California and New York. Debby is a Series 7, Series 6, and Series 63 licensed representative. Debby has earned her Series 65 license. Debby specializes in providing financial planning, portfolio management, and investment advice to individuals, corporations, and pension plans. Debby also holds a position with the Global Federation of Chinese Business Women Greater Los Angeles Chapter. Debby is dedicated to providing her clients with personalized and comprehensive financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
07/30/2018 - Present
MML Investors Services, LLC (ARCADIA CA)
CA
02/21/2017 - 05/31/2018
ONEAMERICA SECURITIES, INC. (Pasadena CA)
CA
08/01/2011 - 10/15/2015
CETERA INVESTMENT SERVICES LLC (SAN GABRIEL CA)
CA
02/22/2007 - 06/27/2011
HSBC SECURITIES (USA) INC. (ALHAMBRA CA)
CA
10/06/2006 - 01/03/2007
PRIMEVEST FINANCIAL SERVICES, INC. (ALHAMBRA CA)
CA
05/17/2006 - 10/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (ALHAMBRA CA)
NC
08/18/2005 - 04/21/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
11/09/2004 - 08/09/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NE
11/12/2003 - 09/28/2004
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
SC
10/31/2001 - 11/13/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 12/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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