Unclaimed
Debbie Lynne Aud is a financial advisor with Fifth Third Securities, Inc., licensed in Kentucky. Debbie has been in the industry since August 24, 2010. She is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Kentucky. She is a registered representative of Fifth Third Securities and holds the following securities licenses: Series 4, Series 7, Series 24, Series 53, Series 55, Series 63, Series 66, and Series 7TO. Debbie has previously worked for Charter One Securities, Inc. and Baker & Co., Incorporated. Debbie is a specialist in investments and has a long history of helping clients achieve their financial goals.
Whitesville, KY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
11/01/2023 - Present
Fifth Third Securities, Inc. (Whitesville KY)
OH
09/29/2005 - 03/30/2011
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
05/06/2004 - 09/28/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
OH
01/29/1998 - 04/19/2004
BAKER & CO., INCORPORATED (ROCKY RIVER OH)
BOTH
Issued 11/1/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/4/2023
Series 24 - General Securities Principal Examination
BC
Issued 6/29/2007
Series 4 - Registered Options Principal Examination
BC
Issued 3/28/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/9/2023
Series 7TO - General Securities Representative Examination
BC
Issued 7/29/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/8/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 1/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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