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Debbie G Ooi

Avantax Investment Services, Inc.

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About Debbie G Ooi

Debbie G. Ooi is a financial advisor with Avantax Investment Services, Inc.. Debbie has been in the financial services industry since November 20, 2007. Debbie is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative and holds the Series 66 (Uniform Combined State Law Examination), Series 7 (General Securities Representative Examination), and SIE (Securities Industry Essentials Examination) licenses. Debbie is licensed to sell securities in California, Nevada, and New Jersey. Debbie is currently affiliated with the Avantax Investment Services, Inc. office in Toms River, New Jersey.

Firm Information

Debbie Ooi is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debbie Ooi’s Registration & Firm History

NJ

11/21/2007 - Present

Avantax Investment Services, Inc. (TOMS RIVER NJ)

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Licenses & Designations

BOTH

Issued 12/13/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debbie G Ooi.
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