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Debbie Ann Newton

Raymond James Financial Services, Inc.

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About Debbie Ann Newton

Debbie Newton is a financial advisor with Raymond James Financial Services, Inc. in Escondido, California. Debbie has been in the securities industry for over 20 years and has a wide range of experience in the financial services industry. Debbie is licensed to sell securities in California. Debbie has passed the Series 7, Series 66 and SIE exams. Previously, Debbie was a registered representative with Citigroup Global Markets Inc., Sentra Securities Corporation, and Morgan Stanley DW Inc.

Firm Information

Debbie Newton is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Debbie Newton’s Registration & Firm History

CA

05/16/2008 - Present

Raymond James Financial Services, Inc. (ESCONDIDO CA)

CA

06/21/2005 - 12/06/2007

CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)

AZ

05/27/2004 - 05/11/2005

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

NY

07/05/2001 - 05/07/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 10/12/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Debbie Ann Newton.
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