Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deanne? Claim Your ProfileDeanne Steele is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 12 years of experience in the financial services industry. Deanne has a wide range of experience in financial planning, investment management, and retirement planning. Deanne is licensed to provide financial services in 53 states and the District of Columbia. Deanne has obtained the following licenses and certifications: Series 3, Series 66, Series 7TO, Series 9 and Series 10. Deanne is a trusted advisor who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/30/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE WOODLANDS TX)
BOTH
Issued 05/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/28/2020
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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