Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deanna? Claim Your ProfileDeanna Yu is a registered investment advisor representative with First Citizens Investor Services, Inc. Deanna has been in the financial services industry since 2007 and is licensed in California. Deanna specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Deanna Yu has previously been registered with several other firms, including CITI PRIVATE ALTERNATIVES, LLC, CITIGROUP GLOBAL MARKETS INC., BANCWEST INVESTMENT SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA INVESTMENT SERVICES, INC. Deanna Yu holds the Series 63, 66, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/22/2024 - Present
First Citizens Investor Services, Inc. (Pasadena CA)
CA
09/08/2020 - 05/17/2024
CITI PRIVATE ALTERNATIVES, LLC (Los Angeles CA)
CA
09/08/2020 - 05/17/2024
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/28/2017 - 01/23/2020
BANCWEST INVESTMENT SERVICES, INC. (HUNTINGTON BEACH CA)
CA
04/05/2010 - 11/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
08/11/2006 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (GLENDALE CA)
NV
09/27/2005 - 04/19/2006
M.L. STERN & CO., LLC. (HENDERSON NV)
BOTH
Issued 12/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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