Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deane? Claim Your ProfileDeane Dray is a financial professional with over 35 years of experience in the industry. Deane is currently a registered representative with RBC Capital Markets, LLC, and has also worked with firms such as Citigroup Global Markets Inc., FBR Capital Markets & Co., Goldman, Sachs & Co., and Lehman Brothers Inc. Deane holds a Series 63, SIE, Series 7, Series 3, Series 8, Series 9, Series 10, Series 24, Series 27, and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2014 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
07/07/2010 - 09/26/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/28/2009 - 06/10/2010
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
06/11/1997 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
02/24/1987 - 06/05/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/27/1992 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
02/27/1990 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 03/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/01/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/12/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/28/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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