Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deane? Claim Your ProfileDeane Lowell Curtiss is a financial advisor with over 30 years of experience. Deane is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Rancho Santa Fe, California. Deane is a licensed Series 7, 31, and 63 representative as well as a Series 65 investment advisor. Previously, Deane was registered with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. in Rancho Santa Fe, California. Deane has been in the securities industry since January 12, 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/13/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RANCHO SANTA FE CA)
CA
04/02/2007 - 02/17/2009
MORGAN STANLEY & CO. INCORPORATED (RANCHO SANTE FE CA)
CA
04/05/2001 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO SANTE FE CA)
NY
01/12/1984 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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