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Dean Thomas Houldcroft

Empower Financial Services, Inc.

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About Dean Thomas Houldcroft

Dean Houldcroft is a financial professional with over a decade of experience in the industry. Dean has been registered with Empower Financial Services, Inc. since April 2022. Prior to that, Dean worked at Prudential Investment Management Services LLC. Dean holds the Series 6, Series 26, and SIE licenses.

Firm Information

Dean Houldcroft is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Houldcroft’s Registration & Firm History

CT

04/04/2022 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

03/31/2015 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

07/02/2010 - 01/15/2014

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 08/30/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Thomas Houldcroft.
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