Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Takashi Tofukuji is a financial advisor with over 30 years of experience in the financial services industry. Dean is currently registered with LPL Financial LLC in Gardena, CA. Dean has a diverse background, having worked with several firms including Royal Alliance Associates, Inc., Signator Investors, Inc., and Transamerica Financial Advisors, Inc. Dean is registered in seven states including Arizona, California, Colorado, Hawaii, Nevada, New Jersey, and Texas. Dean specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/03/2019 - Present
LPL Financial LLC (GARDENA CA)
CA
11/02/2018 - 09/09/2019
ROYAL ALLIANCE ASSOCIATES, INC. (GARDENA CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (GARDENA CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (GARDENA CA)
CA
06/23/1987 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (GARDENA CA)
CA
06/23/1987 - 07/31/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 03/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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