Unclaimed
Dean Slade Bennion is an experienced financial advisor with over 30 years of experience in the industry. Dean is currently registered with Financial Advocates Investment Management. Dean has worked for several other firms during their career including Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Wachovia Securities, LLC, Piper Jaffray Inc., Smith Barney Inc. and Lehman Brothers Inc. Dean specializes in working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses and pension and profit-sharing plans. Dean has a strong record of success in providing financial advice and investment management services. Dean is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
04/03/2017 - Present
Financial Advocates Investment Management (OLYMPIA WA)
WA
01/03/2011 - 07/24/2013
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
09/29/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
WA
04/02/1997 - 10/02/2006
WACHOVIA SECURITIES, LLC (SEATTLE WA)
MN
04/13/1995 - 04/15/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
07/31/1993 - 04/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
07/18/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/14/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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