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Dean Scott Saggau

Edward Jones

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About Dean Scott Saggau

Dean Saggau is a financial advisor at Edward Jones with over 30 years of experience in the financial services industry. Dean has been with Edward Jones since 1999. Dean specializes in providing financial planning and portfolio management services to individuals, businesses, and retirement plans. Dean is also registered to provide investment advisory services in Washington and Texas.

Firm Information

Dean Saggau is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Dean Saggau’s Registration & Firm History

WA

02/13/2007 - Present

Edward Jones (KENT WA)

MA

07/12/1999 - 10/22/1999

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

CA

07/01/1998 - 07/12/1999

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

WA

07/23/1993 - 07/01/1998

SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 02/06/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/22/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Dean Scott Saggau. Review regulatory record here.
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