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Dean Sang yoon Park

BTG Pactual US Capital, LLC

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About Dean Sang yoon Park

Dean Sang yoon Park is a registered representative with BTG Pactual US Capital, LLC. Dean has been in the securities industry since 2003. Prior to joining BTG Pactual US Capital, LLC Dean worked at BNY Mellon Capital Markets, LLC, DNB Markets, INC., Assent LLC, Hold Brothers On-Line Investment Services L.L.C., Trillium Trading LLC, Schonfeld Securities, LLC, King Financial Services, INC., Andover Brokerage, L.L.C., and Worldco, L.L.C. Dean is a Series 7, Series 24, Series 55, Series 63, Series 57TO, Series 99TO, and SIE licensed professional.

Firm Information

Dean Park is currently registered with BTG Pactual US Capital, LLC. BTG Pactual US Capital, LLC is a Limited Liability Company formed in May 2009. The firm is registered with the Securities and Exchange Commission and has a presence in 49 states across the U.S.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Park’s Registration & Firm History

NY

01/19/2018 - Present

BTG Pactual US Capital, LLC (NEW YORK NY)

NY

04/28/2015 - 01/18/2018

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/19/2010 - 04/14/2015

DNB MARKETS, INC. (NEW YORK NY)

NJ

02/22/2007 - 05/19/2010

ASSENT LLC (HOBOKEN NJ)

NJ

01/30/2006 - 02/22/2007

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (FORT LEE NJ)

NY

02/27/2004 - 10/01/2004

TRILLIUM TRADING LLC (NEW YORK NY)

NY

08/19/2003 - 01/02/2004

SCHONFELD SECURITIES, LLC (JERICHO NY)

NJ

03/24/2003 - 08/19/2003

KING FINANCIAL SERVICES, INC. (EDISON NJ)

NY

08/07/2001 - 02/06/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

10/25/2000 - 09/04/2001

WORLDCO, L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/10/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/24/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Sang yoon Park.
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