Unclaimed
Dean S. Aloia is a financial professional with over 20 years of experience in the financial services industry. Dean has a strong background in providing investment advisory and brokerage services. Dean is currently registered with PFS Investments Inc. in Englewood Cliffs, NJ. Dean has also been previously employed by ROYAL ALLIANCE ASSOCIATES, INC., PFS INVESTMENTS INC. and PARK AVENUE SECURITIES LLC. Dean holds Series 6, 26 and 63 licenses. Dean's specializations include providing investment advisory services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
08/25/2016 - Present
PFS Investments Inc. (ENGLEWOOD CLIFFS NJ)
NY
03/09/2007 - 07/27/2016
ROYAL ALLIANCE ASSOCIATES, INC. (BROOKLYN NY)
GA
08/08/2000 - 03/13/2007
PFS INVESTMENTS INC. (DULUTH GA)
NY
03/22/2000 - 06/30/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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