Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean St. marie has been working in the financial industry since 1997. Dean St. marie is a Registered Representative, Investment Adviser Representative and holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE designation. Dean St. marie is affiliated with The Fiduciary Alliance. Dean St. marie specializes in retirement planning, investment management, and college savings. The Fiduciary Alliance is a fee-only firm, meaning that they do not receive commissions for selling products. The firm's services include financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
SC
01/08/2025 - Present
THE Fiduciary Alliance (GREENVILLE SC)
NC
11/17/2015 - 08/10/2016
CAROLINA FINANCIAL SECURITIES, LLC (BREVARD NC)
NC
10/19/2011 - 11/06/2013
LPL FINANCIAL LLC (BREVARD NC)
NC
02/29/2008 - 10/18/2011
EDWARD JONES (BREVARD NC)
NC
03/23/2006 - 03/03/2008
CAROLINA FINANCIAL SECURITIES, LLC (BREVARD NC)
FL
10/20/2003 - 12/31/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NC
02/03/1999 - 10/28/2002
CAROLINA FINANCIAL SECURITIES, LLC (BREVARD NC)
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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