Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Robert Sutton is a registered investment advisor representative with PFS Investments Inc. Dean has been in the industry since July 3, 2000. Dean holds a Series 63 license in Illinois, a Series 65 license in Illinois and a Series 63 license in Texas. Dean is also registered in 23 states including Illinois, Texas, and Arizona. Dean has experience providing financial planning and portfolio management for individuals. Dean has a history of experience with Primerica Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
06/30/2020 - Present
PFS Investments Inc. (ROLLING MEADOWS IL)
IA
Issued 01/26/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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