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Dean Robert Borgh

Alps Distributors, Inc.

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About Dean Robert Borgh

Dean Borgh is a financial advisor with over 24 years of experience in the industry. Dean has worked at a number of firms including Wells Investment Securities, Inc., InterSecurities, Inc., and Transamerica Capital, Inc. Dean is currently registered with Alps Distributors, Inc. in Scottsdale, Arizona. Dean has a wide range of experience in the financial services industry.

Firm Information

Dean Borgh is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Borgh’s Registration & Firm History

AZ

03/11/2024 - Present

Alps Distributors, Inc. (Scottsdale AZ)

CO

02/11/2019 - 03/05/2024

ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)

CT

10/31/2017 - 01/04/2019

STARWOOD CAPITAL, L.L.C. (GREENWICH CT)

NY

04/02/2013 - 07/24/2017

CAREY FINANCIAL, LLC (NEW YORK NY)

GA

09/24/2012 - 04/02/2013

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

GA

11/28/2006 - 05/24/2012

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

MN

04/14/2004 - 12/01/2006

TRANSAMERICA CAPITAL, INC. (MINNEAPOLIS MN)

FL

06/16/1998 - 04/16/2004

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 02/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Robert Borgh.
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