Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Kuehnen is a financial professional with over 20 years of experience in the financial services industry. Dean is currently a Registered Representative at Bofa Securities, Inc., a position he has held since January 2022. Previously, Dean worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., J.P. Morgan Securities LLC, Worldco, LLC, DLJDIRECT Inc., and Dean Witter Reynolds Inc. Dean holds the Series 7, Series 55, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
01/14/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
10/11/2021 - 01/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/17/2018 - 07/08/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/16/2013 - 10/23/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/22/2000 - 08/23/2002
WORLDCO, L.L.C. (NEW YORK NY)
NJ
06/24/1999 - 03/27/2000
DLJDIRECT INC. (JERSEY CITY NJ)
NY
03/04/1999 - 03/24/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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