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Dean Paul Farnham

Cambridge Investment Research, Inc.

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About Dean Paul Farnham

Dean Paul Farnham is a financial advisor with over 10 years of experience in the industry. Dean Farnham is currently registered with Cambridge Investment Research, Inc., and has a Series 6, Series 63 and SIE license. Dean Farnham has previously worked with BROKER DEALER FINANCIAL SERVICES CORP. and WOODBURY FINANCIAL SERVICES, INC.. Dean Farnham is currently registered in Arizona, Iowa, Missouri and South Carolina.

Firm Information

Dean Farnham is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Farnham’s Registration & Firm History

IA

10/20/2018 - Present

Cambridge Investment Research, Inc. (Dayton IA)

IA

01/07/2013 - 10/20/2018

BROKER DEALER FINANCIAL SERVICES CORP. (FORT DODGE IA)

IA

01/01/2010 - 12/31/2012

WOODBURY FINANCIAL SERVICES, INC. (FORT DODGE IA)

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Licenses & Designations

BC

Issued 01/12/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dean Paul Farnham.
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