Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Morgan Paugh is a financial advisor at Raymond James & Associates, Inc. Dean has been in the industry since November 23, 1982. Dean is registered with the state of Alabama as an Investment Advisor Representative and Texas as a Resident Investment Advisor Representative. Dean has experience with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Porter, White & Yardley, Inc., and First Birmingham Securities Corporation. Dean is also a licensed Series 7, Series 63 and Series 65 holder and is registered to provide services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/30/2015 - Present
Raymond James & Associates, Inc. (BIRMINGHAM AL)
AL
01/29/1993 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)
AL
01/02/1986 - 02/05/1993
PORTER, WHITE & YARDLEY, INC. (BIRMINGHAM AL)
NA
11/24/1982 - 01/08/1986
FIRST BIRMINGHAM SECURITIES CORPORATION
IA
Issued 10/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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