Unclaimed
Dean Minoru Kunihiro is a financial advisor with over 25 years of experience in the financial services industry. Dean is registered with LPL Financial LLC, and has held previous registrations with Securities America, Inc., National Planning Corporation, Royal Alliance Associates, Inc., and Prebon Securities (USA) Inc.. Dean is currently licensed to provide investment advice in California, Hawaii, and Nevada. Dean has a broad range of experience in financial planning, portfolio management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/15/2021 - Present
LPL Financial LLC (SANTA CLARITA CA)
CA
10/17/2017 - 12/21/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
04/30/2009 - 10/25/2017
NATIONAL PLANNING CORPORATION (VAN NUYS CA)
CA
10/09/1997 - 05/04/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ORANGE CA)
NJ
07/05/1996 - 08/11/1997
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NJ
08/15/1996 - 12/19/1996
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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