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Dean Matthew Cummo

Virtu Americas LLC

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About Dean Matthew Cummo

Dean Matthew Cummo is a financial professional with over 20 years of experience in the financial services industry. Dean holds Series 7, 24, 55, 57TO, and 63 licenses. Dean is currently registered with Virtu Americas LLC and is licensed in New Jersey and New York. Prior to Virtu Americas LLC, Dean was registered with Knight Capital Americas, L.P. and Northeast Securities, Inc.

Firm Information

Dean Cummo is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Cummo’s Registration & Firm History

NY

07/02/2012 - Present

Virtu Americas LLC (New York NY)

NJ

02/23/2000 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

02/08/2000 - 02/22/2000

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

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Licenses & Designations

BC

Issued 08/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dean Matthew Cummo.
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