Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Mathew Sullivan-baker is a financial advisor with Fidelity Brokerage Services LLC. Dean has over 3 years of experience in the financial industry. Dean is registered in the states of Massachusetts, Rhode Island, Texas and Utah. Dean holds the following licenses: Series 63, Series 66, Series 10, Series 9, Series 7TO, SIE and Series 7. Dean is committed to providing clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/15/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
11/10/2016 - 12/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BC
Issued 11/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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