Unclaimed
Dean Larson is an investment advisor representative associated with Empower Advisory Group, LLC, a registered investment advisor. Dean has been in the securities industry since 2005. Dean's career started at Metropolitan Life Insurance Company. Dean joined Merrill Lynch, Pierce, Fenner & Smith Incorporated in 2010. Dean has been registered as an Investment Advisor Representative in 52 states and the District of Columbia. Dean has passed the Series 6, 7, 63, and 66 exams. Dean has a total of 54 state registrations, 2 IA registrations, 3 product exams and 2 state exams on file with the SEC. Dean is also registered with FINRA and has a total of 1 approved SRO registration. Dean is currently with Empower Advisory Group, LLC. Dean provides portfolio management services to individuals and provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/17/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
FL
12/08/2010 - 06/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
FL
10/11/2010 - 12/14/2010
AXA ADVISORS, LLC (JACKSONVILLE FL)
NA
07/01/1994 - 12/31/1994
IFG NETWORK SECURITIES, INC.
NA
03/05/1993 - 07/06/1993
METLIFE SECURITIES INC.
NA
03/05/1993 - 07/06/1993
METROPOLITAN LIFE INSURANCE COMPANY
NA
05/20/1992 - 02/04/1993
INTERSECURITIES, INC.
NA
01/06/1988 - 12/31/1991
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 12/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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