Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Kelley Richey is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Dean has been in the financial industry since 2008. Dean has experience at several firms including PNC Investments, First Command Financial Planning, Inc., American Fidelity Securities, Inc., and John Hancock Distributors, Inc.. Dean is licensed to provide financial advice in both Missouri and Illinois and holds Series 6, Series 7TO, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/14/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
12/18/2014 - 06/09/2015
PNC INVESTMENTS (ST. LOUIS MO)
IL
12/12/2011 - 10/25/2012
FIRST COMMAND FINANCIAL PLANNING, INC. (O'FALLON IL)
OK
03/31/2008 - 07/18/2011
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MA
01/01/1996 - 02/17/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/01/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 01/28/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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