Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Kazuto Akazawa is a financial advisor with Wells Fargo Clearing Services, LLC. Dean has over 35 years of experience in the financial services industry and holds a Series 7, 9, 10, 31, and 63 license. He is also a Certified Financial Planner. Dean has a strong background in providing financial planning and investment management services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals. Dean is registered with the state of California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/20/2011 - Present
Wells Fargo Clearing Services, LLC (ORINDA CA)
CA
12/14/1988 - 06/09/2008
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
NA
07/25/1988 - 12/21/1988
BIRR WILSON, INC.
NA
12/01/1987 - 08/09/1988
BWS, INC.
NA
01/22/1986 - 11/25/1987
THOMAS JAMES ASSOCIATES, INC.
IA
Issued 07/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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