Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean John Prozzoly is a Registered Representative and Investment Advisor Representative associated with Osaic Institutions, Inc. Dean has been in the industry since November 1994. Dean has passed the Series 6, Series 7, Series 63 and Series 65 exams. Dean has experience with Allegheny Investments, LTD., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, NATIONAL PLANNING CORPORATION and WALNUT STREET SECURITIES, INC. Dean's current registration is with Osaic Institutions, Inc. in Pennsylvania. Dean also holds insurance licenses in Delaware, Maryland, Ohio, West Virginia and Pennsylvania. Dean also provides services for other financial institutions including First Commonwealth Bank Trust Division.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/05/2016 - Present
Osaic Institutions, Inc. (Pittsburgh PA)
PA
04/12/2013 - 12/02/2016
ALLEGHENY INVESTMENTS, LTD. (Pittsburgh PA)
PA
10/31/2006 - 04/22/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PITTSBURGH PA)
PA
07/05/2005 - 11/03/2006
NATIONAL PLANNING CORPORATION (MONROEVILLE PA)
CA
11/25/1994 - 07/07/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 12/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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