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Dean John Kajouras

Thinkequity LLC

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About Dean John Kajouras

Dean John Kajouras is a registered representative with Thinkequity LLC. Dean has been in the securities industry since 1986. He has worked at various firms over the years, including Spartan Capital Securities, LLC, Garden State Securities, Inc., Fordham Financial Management, Inc., Fairchild Financial Group, Inc., IAR Securities Corp., VTR Capital, Inc., Berkeley Securities Corporation, J. Gregory & Company, Inc., and The Stuart-James Company, Incorporated. Dean is a registered principal in several states. Dean is also a registered representative in several states.

Firm Information

Dean Kajouras is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Kajouras’s Registration & Firm History

NY

09/23/2014 - Present

Thinkequity LLC (NEW YORK NY)

NY

07/10/2008 - 09/19/2014

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

11/07/2006 - 08/01/2008

GARDEN STATE SECURITIES, INC. (NEW YORK NY)

NY

11/03/1999 - 11/03/2006

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NY

08/07/1998 - 11/11/1999

FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)

NY

05/08/1997 - 08/07/1998

IAR SECURITIES CORP. (NEW YORK NY)

NY

01/18/1995 - 04/21/1997

VTR CAPITAL, INC. (NEW YORK NY)

NY

08/18/1993 - 12/07/1994

BERKELEY SECURITIES CORPORATION (NEW YORK NY)

NA

11/21/1990 - 08/23/1993

J. GREGORY & COMPANY, INC.

NA

01/29/1990 - 11/23/1990

THE STUART-JAMES COMPANY, INCORPORATED

CO

11/19/1985 - 11/23/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

NY

04/25/1989 - 02/13/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/11/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2008

Series 4 - Registered Options Principal Examination

BC

Issued 02/05/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/27/1987

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 16 public disclosures for Dean John Kajouras. Review regulatory record here.
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