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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dean? Claim Your ProfileDean Breitbach is a financial advisor with UBS Financial Services Inc. Dean has been in the financial services industry since 2000. Dean has been with UBS Financial Services Inc. since 2009. Previously Dean worked at CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC. and U.S. BANCORP INVESTMENTS, INC. Dean is registered in 27 states and has Series 6, 7, 31, 63, 65 and 66 licenses. Dean specializes in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, pension and profit sharing plans, insurance companies, charitable organizations and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
08/03/2009 - Present
UBS Financial Services Inc. (Wayzata MN)
MN
03/17/2006 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (WAYZATA MN)
NY
04/04/2001 - 03/21/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
03/01/2000 - 03/16/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
IA
Issued 08/27/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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