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Dean James O'Connor

Btig, LLC

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About Dean James O'Connor

Dean James O'Connor is an experienced financial professional with over 20 years in the industry. Dean is currently registered with BTIG, LLC. Previously, Dean has held positions with Seaport Global Securities LLC, GMP Securities, LLC, Global Hunter Securities, LLC, Cowen Securities LLC, Blaylock & Partners, L.P., East Shore Partners, Inc., Gerard Klauer Mattison & Co., Inc., and Sherwood Securities Corp. Dean holds the Series 7, Series 24, Series 57, Series 63, and Series 79TO licenses.

Firm Information

Dean O'Connor is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean O'Connor’s Registration & Firm History

NY

03/13/2019 - Present

Btig, LLC (New York NY)

NY

03/08/2016 - 03/12/2019

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

02/24/2015 - 02/17/2016

GMP SECURITIES, LLC (NEW YORK NY)

NY

10/01/2014 - 01/26/2015

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

09/29/2014 - 01/13/2015

SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)

NY

04/15/2013 - 09/29/2014

GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)

NY

01/06/2005 - 03/25/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

02/12/2004 - 01/03/2005

BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)

NY

02/21/2003 - 02/05/2004

EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)

NY

04/04/1997 - 03/21/1999

GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)

NY

06/21/1993 - 03/17/1997

SHERWOOD SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/19/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 12/14/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2016

Series 57 - Securities Trader Exam

BC

Issued 02/14/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dean James O'Connor.
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