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Dean James Decker

Santander US Capital Markets LLC

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About Dean James Decker

Dean Decker is a financial advisor with Santander US Capital Markets LLC. Dean has been in the securities industry since October 28, 1996 and has held various positions with firms such as Credit Suisse Securities (USA) LLC, CIBC World Markets Corp., and CIBC Wood Gundy Securities Corp. Dean holds the Series 7, Series 63, Series 79, and Series 24 licenses and is registered in both California and New York.

Firm Information

Dean Decker is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dean Decker’s Registration & Firm History

CA

08/17/2023 - Present

Santander US Capital Markets LLC (Los Angeles CA)

CA

07/13/2006 - 09/07/2023

CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)

NY

11/03/1997 - 04/12/2006

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

07/30/1996 - 11/03/1997

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dean James Decker.
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