Unclaimed
Dean Decker is a financial advisor with Santander US Capital Markets LLC. Dean has been in the securities industry since October 28, 1996 and has held various positions with firms such as Credit Suisse Securities (USA) LLC, CIBC World Markets Corp., and CIBC Wood Gundy Securities Corp. Dean holds the Series 7, Series 63, Series 79, and Series 24 licenses and is registered in both California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/17/2023 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
07/13/2006 - 09/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
11/03/1997 - 04/12/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/30/1996 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dean Decker is the right advisor for you? Invested Better is here to help.